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Compliance is all we do.

United States
Joined November 2016
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Cipperman Compliance retweeted
Sanctions spur increasing calls for @SEC_Enforcement #crypto regulation: @CNBC cnb.cx/3Mifuf7 Todd Cipperman (@Cipperman) founder of @CippermanCS Compliance Services discusses how the U.S. could bring new guidelines w/ @tanayamac of @CNBC #AML regs vs #Crypto regs
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Jason Ewasko of @CippermanCS says of backtesting: You can do it, but should you? trib.al/cK873hk
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Cipperman Compliance retweeted
There has been a tectonic shift in the current Cybersecurity regulatory landscape for Investment Advisers: the SEC issues a formal release and proposed rules, endeavoring to overhaul the current cybersecurity regulatory framework. Learn more here: bit.ly/3oBox0D
Cipperman Compliance retweeted
Improved regulation will allow #crypto benefits of better securities trade settlement & smoother FX transfer, @CippermanCS's Todd Cipperman told the GMF. @Cipperman said some of the biggest issues revolve around AML,valuation & liquidity Full transcript- refini.tv/3gekfIP
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You don't want to miss @CippermanCS's “Protect Your Franchise” webinar with our expert panelists. Register now! conta.cc/2xin57g
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Cipperman Compliance retweeted
.@CippermanCS breaks down the compliance ramifications of LPL’s big National Planning Holdings acquisition trib.al/cFUfr9v
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How @CippermanCS views the changing focus of SEC and FINRA examinations trib.al/CaRYR2P by @TobySalFP
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How @CippermanCS views the changing focus of SEC and FINRA examinations trib.al/OWOchVu by @TobySalFP
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Replying to @CippermanCS
Awesome, love that you are having experts share their tips.
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Cipperman Compliance retweeted
Align #Cybersecurity & Cipperman #Compliance Announce Partnership for Financial Services Firms bit.ly/2s0ahSp @CippermanCS
Cipperman Compliance retweeted
.@CippermanCS ranks the 10 most significant priorities in FINRA and SEC exams this year trib.al/Ddl8UvH | by @TobySalFP
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Cipperman Compliance retweeted
T-minus One hour until the #MCOWebinar with @CippermanCS. hubs.ly/H06N6qp0
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Best of the Web (go to cipperman.com/blog)
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