Cipperman Compliance retweeted
Sanctions spur increasing calls for @SEC_Enforcement #crypto regulation: @CNBC cnb.cx/3Mifuf7 Todd Cipperman (@Cipperman) founder of @CippermanCS Compliance Services discusses how the U.S. could bring new guidelines w/ @tanayamac of @CNBC #AML regs vs #Crypto regs
Cipperman Compliance retweeted
Jason Ewasko of @CippermanCS says of backtesting: You can do it, but should you? trib.al/cK873hk
Cipperman Compliance retweeted
There has been a tectonic shift in the current Cybersecurity regulatory landscape for Investment Advisers: the SEC issues a formal release and proposed rules, endeavoring to overhaul the current cybersecurity regulatory framework.
Learn more here: bit.ly/3oBox0D
Cipperman Compliance retweeted
Improved regulation will allow #crypto benefits of better securities trade settlement & smoother FX transfer, @CippermanCS's Todd Cipperman told the GMF.
@Cipperman said some of the biggest issues revolve around AML,valuation & liquidity
Full transcript- refini.tv/3gekfIP
Cipperman Compliance retweeted
This week we chat #Cryptocurency post #China's #regulatory crackdowns #bitcoin #btc #trading & #Energy concerns over #crypto #mining on @ReutersGMF:
@Cipperman @CippermanCS
@GainesvilleCoin
@Hodl_Finance
@Kevin_Kelly_II @Delphi_Digital
@fjcarv @qrcapital
@Melt_Dem @CoinSharesCo
Cipperman Compliance retweeted
You don't want to miss @CippermanCS's “Protect Your Franchise” webinar with our expert panelists. Register now! conta.cc/2xin57g
Cipperman Compliance retweeted
.@CippermanCS breaks down the compliance ramifications of LPL’s big National Planning Holdings acquisition trib.al/cFUfr9v
Cipperman Compliance retweeted
How @CippermanCS views the changing focus of SEC and FINRA examinations trib.al/CaRYR2P by @TobySalFP
Cipperman Compliance retweeted
How @CippermanCS views the changing focus of SEC and FINRA examinations trib.al/OWOchVu by @TobySalFP
Cipperman Compliance retweeted
Replying to @CippermanCS
Awesome, love that you are having experts share their tips.
Cipperman Compliance retweeted
Align #Cybersecurity & Cipperman #Compliance Announce Partnership for Financial Services Firms bit.ly/2s0ahSp @CippermanCS
Cipperman Compliance retweeted
.@CippermanCS ranks the 10 most significant priorities in FINRA and SEC exams this year trib.al/Ddl8UvH | by @TobySalFP
Cipperman Compliance retweeted
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