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InvestoReg

@InvestoReg

InvestoRegulation is the organiser of annual conferences Hedge Fund Regulation + SEC Regulation Outside the US

 London
secregulation.co.uk/
Joined January 2009
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SEC Regulation Outside the US Day 1 Highlights
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We had an amazing talk by Gubir Grewal yesterday, tune in today to hear Hester Peirce the SEC Commissioner! #SECregulation
Get ready for day number two today !! #SECregulation
OUR CONFERENCE STARTS TODAY! WE CAN'T WAIT TO SEE YOU ALL THERE #SECregulation
risk.net/regulation/7891731/… Stay informed by attending our event #SECregulation

Dealers scramble to meet SEC swaps rule deadline - Risk.net

Dealers battle buy-side inertia and eleventh-hour confusion as belated security-based swap rules bite

risk.net
complianceweek.com/regulator… SEC should consider stricter cyber reporting for public companies.... #SECregulation

Roisman: SEC should consider stricter cyber reporting for public companies, advisers - Compliance...

SEC Commissioner Elad Roisman says the agency should mull over whether to require public companies and investment advisers to perform the same kind of reporting, preparation, and planning for cyber...

complianceweek.com
fortune.com/2021/10/29/gensl… The future of Crypto is changing, find out how this may impact your company #SECregulation

EXCLUSIVE: SEC's Gensler on regulatory oversight of crypto | Fortune

"Technologies don't long survive outside of public policy frameworks," SEC Chair Gary Gensler told Fortune in an interview.

fortune.com
cointelegraph.com/news/stabl… This is fast moving complicated time in SEC regulation, stay up to date #SECregulation
risk.net/regulation/7891731/… Our event is getting nearer and nearer... don't miss out on this opportunity #SECregulation

Dealers scramble to meet SEC swaps rule deadline - Risk.net

Dealers battle buy-side inertia and eleventh-hour confusion as belated security-based swap rules bite

risk.net
lexology.com/library/detail.… THE WORLD OF CYBERSECURITY IS CHANGING STAY INFORMED AT OUR EVENT! #SECREGULATION

SEC Commissioner Offers Cybersecurity To-Do List

SEC Commissioner Elad L. Roisman described potential SEC rulemakings on cybersecurity, and offered additional measures to prevent cyberattacks that…

lexology.com
InvestoReg retweeted
Bloomberg (@business) profile picture
Bloomberg
@business2 Nov 2021
SEC Chair Gensler signals he’s interested in leveling the playing field in the corporate bond market by making key pricing information available to more investors trib.al/kunJ0I2
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SEC Gets Path to Rein In Stablecoins as U.S. Weighs New Rules bloomberg.com/news/articles/… Times are changing stay informed
nasdaq.com/articles/a-need-f… A Need for More Regulatory Clarity Come hear expert interpretations of SEC regulation

A Need for More Regulatory Clarity

nasdaq.com
New SEC marketing rule offers opportunities, compliance challenges Stay informed by attending our event #SECregulation complianceweek.com/regulator…

New SEC marketing rule offers opportunities, compliance challenges - Compliance Week

The SEC’s new marketing rule allows certain types of advertising, endorsements, and testimonials that were previously prohibited. Investment advisers are “excited” about the new possibilities—but...

complianceweek.com
insights.mintz.com/post/102h… SEC Commissioner Lee Highlights Role of Prior Efforts in Develop SEC Climate Disclosure Regulations #SECregulation
sec.gov/news/press-release/2… Post-SPAC Music Streaming Company Reaches $38.8 Million Settlement in Ongoing Fraud Action Make sure your company stays out of trouble by attending our event #SECregulation

Post-SPAC Music Streaming Company Reaches $38.8 Million Settlement in Ongoing Fraud Action

sec.gov
SEC REGULATION OUTSIDE OF THE U.S - FLASH SALE - 3 hours left - mailchi.mp/59dc5f2d4244/sec-…
SEC REGULATION OUTSIDE OF THE U.S - FLASH SALE - 24 hours - mailchi.mp/07663b713dfa/sec-…
The BIG issue: ESG.... - mailchi.mp/abdaea0cfe66/the-…
USE CODE "LINK21" IN THE NEXT 24 HOURS TO GET 50% OFF OUR TICKET PRICES #SECregulation
cbsnews.com/news/securities-… GameStop fall out will lead to greater regulation #SECregulation

SEC eyes greater regulation of stock trading after GameStop saga

Report is critical of trading apps' gaming-like features, stoking of meme stocks and practice of selling customers' orders to traders.

cbsnews.com
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